This job offer is not available in your country.

Market Surveillance Specialist (Blo...

Crypto RecruitSydney, NSW

30+ days ago

Job type

Remote

Job description

Responsibilities :

Conduct surveillance of trading activity to prevent and detect any non-compliant or abusive market activity or operational practices, review electronically generated alerts, and address market participant inquires
Oversee electronic regulatory reporting and filings
Assist with the development and implementation of effective surveillance and monitoring controls applicable to the various business lines
Report any violations accurately and timely following through to resolution
Assist in preparing monthly and quarterly compliance trading related reports for internal reporting purposes
Utilise knowledge of global regulation and firm policies related to trading and trade surveillance, including identifying, tracking, and monitoring regulatory developments to analyse the business impact
Participate in ad-hoc requests, special projects and regulatory exams
Perform compliance testing on surveillance
Enhance the Market Surveillance Program and develop training based on gaps identified through the compliance monitoring and testing
Monitor employee personal trading and electronic communications

Requirements :

Ideally 4+ years of relevant experience with a Bachelor’s Degree

Knowledge of U.S. securities rules and regulations

A working knowledge of relevant industry standards in the US, UK, and EU financial regulation framework including applicable SEC, NFA, FCA rules and reporting requirements

Strong verbal and written communication skills with the ability to work collaboratively with people at all levels of the organisation

Excellent research and analytical skills

Must be a self-starter, flexible, innovative and adaptive

Strong sense of ethics, accountability, and judgment

Excellent project management and organisational skills and capability to handle multiple projects at one time

Maintain or develop written supervisory procedures

Potential skills :

Previous experience in Market Surveillance Compliance

Financial Services, Capital Markets industry exposure, Commodities Experience, or Fintech Exposure

Blockchain and / or cryptocurrency knowledge

Remuneration and benefits :

Competitive and appealing compensation and time off paid package

Generous medical benefits coverage

401K

Make sure to follow us here to get our most live jobs https : / / www.linkedin.com / company / cryptorecruit

Cryptorecruit is the world’s leading specialist recruiter for the blockchain / cryptocurrency industry. We recruit positions from CEO, CTO, Project Managers, Solidity Developers, Frontend and Backend Blockchain Developers to Marketing / Sales and Customer Service roles. Please browse our website and at www.cryptorecruit.com to search all our job vacancies.

Create a job alert for this search

Specialist • Sydney, NSW