Compliance Analyst

Compliance Analyst

An established APRA-regulated financial services organisation is undertaking a significant transformation to strengthen its risk and compliance frameworks. The program focuses on aligning with CPS 230 Operational Risk Management and other evolving prudential standards, enhancing resilience, governance, and customer outcomes.

This role offers the opportunity to contribute to a forward-looking organisation committed to responsible risk management, sound governance, and continuous improvement.

ROLE PURPOSE

The Compliance Analyst supports the effective implementation and ongoing maintenance of the Compliance Framework. The role plays a key part in ensuring the organisation meets its legislative, regulatory and code obligations under APRA, ASIC and industry standards, while promoting a culture of integrity, accountability and sound governance.

Reporting to the Head of Compliance, the Compliance Analyst maintains compliance registers, supports incident and breach management, assists with policy and training administration, and contributes to the accurate and timely reporting of compliance metrics and insights to management and Board Committees.

RESPONSIBILITIES

Compliance Framework Support

• Maintain the Group Compliance Obligations Register, ensuring obligations from key sources (e.g. CPS 220, CPS 230, RG 78, RG 271, Privacy Act, Relevant Codes of Practice) are accurate and current.
• Assist in implementing compliance policies, procedures and supporting tools.
• Support business units in understanding and documenting compliance obligations and arrangements to ensure ongoing compliance.

Incident & Breach Management

Policy, Training and Fit & Proper Compliance

Regulatory and Code of Compliance

Assurance and monitoring support

Governance, Reporting and Record keeping

Collaboration and Stakeholder Engagement

KEY RELATIONSHIPS

KEY CAPABILITIES & ATTRIBUTES

QUALIFICATIONS & EXPERIENCE

WORK ENVIRONMENT & FLEXIBILITY

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