Compliance Analyst Surveillance

IMC’s APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day monitoring and review functions, compliance operations, and key compliance initiatives. Your role will provide you with exposure to many different aspects of IMC’s compliance program, requiring you to work with stakeholders across all areas of the business.

Your Core Responsibilities

Your responsibilities will include, but not be limited to :

• Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitoring and investigating market surveillance alerts and electronic communications to identify potential risks, irregularities and breaches of market conduct.
• Contributing to enhancing pre- and post-trade controls (and our surveillance platforms).
• Contributing to the design of alerts, writing specifications, and ensuring documentation remains clear and up to date.
• Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
• Assisting with regulator and exchange communication in relation to notifications and reports, inquiries, and investigations.
• Communicating with Brokers and Exchanges in relation to trader registration and documentation, and keeping up to date records.
• Developing and maintaining written policies and procedures, training presentations, and associated materials.
• Support compliance operations by conducting periodic reviews of internal compliance with policies and procedures, and conducting necessary tasks for IMC’s AML procedures
• Collaborating with regional compliance teams on global issues and projects.

Your Skills and Experience

About Us

IMC is a global trading firm powered by a cutting‑edge research environment and a world‑class technology backbone. Since 1989, we’ve been a stabilizing force in financial markets, providing essential liquidity upon which market participants depend. Across our offices in the US, Europe, Asia Pacific, and India, our talented quant researchers, engineers, traders, and business operations professionals are united by our uniquely collaborative, high‑performance culture, and our commitment to giving back. From entering dynamic new markets to embracing disruptive technologies, and from developing an innovative research environment to diversifying our trading strategies, we dare to continuously innovate and collaborate to succeed.

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