Compliance, Financial Crime Investigations, Associate, Sydney

Description

Global Compliance Division

Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independent control function and part of the firms second line of defense Compliance assesses the firms compliance regulatory and reputational risk; monitors for compliance with new or amended laws rules and regulations; designs and implements controls policies procedures and training; conducts independent testing; investigates surveils and monitors for compliance risks and breaches; and leads the firms responses to regulatory examinations audits and inquiries. Youll be part of a team with members from a wide range of academic and professional backgrounds such as law accounting sales and trading. We look for those who possess sound judgment curiosity and are able to adapt to a changing regulatory landscape.

Role Responsibilities

Financial Crime Compliance (FCC) has primary responsibility for the execution of the firms enterprise-wide Anti-Money Laundering (AML) anti-bribery and government sanctions compliance programs and among other things performs enhanced due diligence and government sanctions screening as well as surveillance and investigations designed to identify potential terrorist financing money laundering bribery market abuse or other suspicious activity.

FCCs Australia and New Zealand (ANZ) team is seeking an experienced professional with relevant skills and experience to work in the FCC APAC Suspicious Activity Monitoring & Reporting (SAMR) team covering Asia-Pacific whose core responsibilities will include:

• carrying out investigations to review all escalations (including but not limited to matters involving insider trading market manipulation fraud and suspicious asset movements) which may or may not require a report to a regulator/s;
• Conducting pre-transactional review and approval of third-party payments/deposits;
• undertaking investigations under the firms conduct and integrity program;
• supporting the country MLRO where necessary with KYC escalations transaction reviews and other areas of the firms Australian AML/CTF program

Additional responsibilities may include:

• Management information reporting
• Enhancing policies and procedures;
• Training; and
• Working with internal audit when they conduct their reviews.

To achieve this the relevant candidate will be required to:

• Utilize a variety of internal and external systems and databases in order to complete investigations;
• Liaise with all other departments when needed and if it is appropriate in order to ensure a thorough investigation is completed;
• Present a summary and proposed conclusion to management in a timely and clear manner including proposals to implement appropriate steps to mitigate risk and/or monitor it
• Report suspicious activities to regulators.

Skills and Experience We are Looking For

• Clear and practical understanding of regulation relating to market abuse
• Good knowledge of anti-money laundering anti-bribery and corruption legislation and regulation
• Good knowledge of financial markets and products preferably equities and equities derivatives. Strong understanding of the correlation between asset classes
• Previous investigations background a must
• Excellent written and oral communication skills
• Ability to adapt writing style to the requirements of the specified Goldman Sachs procedures
• Good excel skills
• Strong analytical and risk assessment skills
• Ability to adapt to new changes and new challenges
• Ability to prioritize work flows and ensure deadlines are met
• Ability to forge strong relationships with colleagues
• Ability to work independently and yet still be team-oriented
• Proactive self-motivated detailed oriented and well-organized

ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group Inc. 2026. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veterans status disability or any other characteristic protected by applicable law.

Required Experience:

IC

Employment Type : Full Time
Experience: years
Vacancy: 1