Compliance Analyst Financial Markets

Job Description

We're partnering with a leading trading firm to find a Compliance Analyst to join their Asia-Pacific Compliance function.

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This role sits at the intersection of Compliance, Trading, and Technology - supporting the regulatory management of trading activities across multiple jurisdictions, with a strong APAC focus.

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What you'll be doing:

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• Supporting day-to-day compliance operations, monitoring, and surveillance functions across a broad compliance program
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• Helping drive a strong compliance culture and regulatory awareness across the business
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• Tracking regulatory developments across applicable laws and rules to flag emerging compliance requirements
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• Liaising with brokers and exchanges on trader registration, reviews, and record-keeping
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• Developing and maintaining compliance policies, procedures, and training materials
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• Conducting periodic compliance reviews and reporting outcomes to management
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• Contributing to AML program tasks including management of onboarding
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• Collaborating with regional compliance teams on cross-border issues and projects
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What you'll bring:

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• 2+ years' experience in financial markets compliance/AML - trading firm, broker, regulator, bank, consulting (banking & capital markets) or market exchange background all considered
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• A degree in Finance, Commerce, Business, Law, or related discipline
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• Strong attention to detail, with solid analytical and problem-solving ability
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• Excellent interpersonal, organisational, and time-management skills
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• Comfortable working both independently and as part of a team
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• Ability to communicate complex ideas clearly to a range of audiences
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• A proactive mindset, with a willingness to take ownership
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