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Senior Compliance Officer - Funds Management

Kaizen RecruitmentMelbourne, Victoria, Australia

9 days ago

Job description

Senior Compliance Officer - Funds Management

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Senior Compliance Officer - Funds Management

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This range is provided by Kaizen Recruitment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

A$130,000.00 / yr - A$160,000.00 / yr

Direct message the job poster from Kaizen Recruitment

I connect Australia's top legal, risk, compliance & executive- level professionals with leading financial services organisations | Multiple Award…

About the Client

Our client is a growing funds management business that is currently seeking a dynamic and passionate Senior Compliance Officer to join their team.

About the Role

As a Senior Compliance Officer, you’ll play a key role in shaping and managing our client’s compliance framework. Collaborating with leadership, you’ll promote a culture of accountability and effective risk management aligned with strategic goals. This position offers a strong opportunity to grow your expertise and advance your career in funds management.

This role will suit someone ideally coming from a fund transfer agency / custodian environment, funds management or someone who has worked in other highly regulated financial services organisation.

Key Responsibilities

Monitor compliance with internal policies requirements;
Provide regulatory advice and support to internal stakeholders on a broad range of compliance matters;
Review and approve marketing, advertising, and disclosure materials for regulatory compliance;
Maintain and enhance compliance frameworks, policies, and procedures to reflect regulatory changes;
Prepare and submit accurate and timely filings and reports to ASIC and other authorities;
Investigate compliance breaches and complaints, recommend corrective actions, and oversee implementation;
Deliver compliance training and lead team development to ensure consistent practices across the organisation; AND
Coordinate with external auditors and prepare reports for the Board, Committees, and senior management.

Key Qualifications

3+ years experience in a funds management or financial services compliance role;

Highly developed understanding of the Australian and international funds management industry and investment market;

Strong understanding of compliance and risk structures in a funds management environment;

Exceptional written and verbal communication and stakeholder management skills; AND

Highly organised, collaborative team player with excellent attention to detail.

This is a truly exciting and unique opportunity for a developing compliance professional to join a growing funds management organisation, which provides genuine long term career development opportunities.

If you are interested in learning more about this position, please contact Amanda Chisholm via amanda@kaizenrecruitment.com.au at Kaizen Recruitment or apply via the attached link.

SCR-amanda-chisholm

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Finance

Industries

Staffing and Recruiting

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Compliance Officer • Melbourne, Victoria, Australia