Risk and Compliance Manager

Lawson HR GroupMelbourne, Victoria, Australia

30+ days ago

Job description

This range is provided by Lawson HR Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$130,000.00 / yr - $180,000.00 / yr

Direct message the job poster from Lawson HR Group

Recruitment Manager @ Frontier | Recruitment, Retention and Development

Risk and Compliance Manager

An outstanding opportunity exists for an experienced Risk and Compliance professional to join a respected, mid-sized Wealth Advisory and Professional Services firm with offices across Australia.

This role offers a supportive culture, long-term stability, and genuine career progression .

Working closely with the General Manager – Risk & Compliance, you will help shape the firm's approach to enterprise risk and regulatory compliance while gaining exposure across all facets of the business.

About the Firm

Our client is a well-regarded firm with a long history in Australia operating under its own AFSL, providing high-quality wealth advisory and professional services. With a collaborative and client-focused culture, the firm values integrity, accountability, and continuous improvement.

Based at the Melbourne Head Office , this role partners directly with senior leadership providing a unique platform to make a meaningful impact while developing your career.

Key Responsibilities

Support the implementation and ongoing enhancement of the enterprise risk and compliance frameworks
Working closely with the Head of Risk and Compliance promote the firm’s risk appetite and culture across business functions
Support business units in identifying, assessing, and managing key risks and regulatory obligations
Advise on policy development, control design, and risk mitigation strategies
Maintain effective training programs to ensure risk and compliance awareness firm-wide
Prepare reports and insights for executive management and the Risk Committee

About You

Proven experience in a risk and compliance role within the financial services sector

Solid understanding of AFSL regulations

Strong knowledge of investment or financial advice and professional services environments would be excellent

Skilled communicator with the ability to interpret regulatory requirements and deliver practical, business-aligned solutions

Proactive, detail-oriented, and confident engaging with stakeholders at all levels

This is a rare opportunity to contribute to a firm where your expertise will be recognised and your career will be nurtured. If you’re looking for a professional environment with development pathways and meaningful work, we encourage you to apply.

Seniority level

Associate

Employment type

Full-time

Job function

Accounting / Auditing, Legal, and Finance

Industries

Investment Management and Financial Services

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Manager Risk And Compliance • Melbourne, Victoria, Australia