Analyst, Investment Compliance

What is this position about?

The Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA’s, assisting in the day to day investment process.

The Investment Compliance Analyst interacts directly with clients and / or investment managers regarding all aspects of investment guideline monitoring to ensure a quality service delivery experience by responding to client queries, resolving issues and participating in client service meetings and reviews.

In addition to IMA monitoring, the Investment Compliance Analyst will assist clients with related monitoring activities such as Substantial Shareholder, Exposure and derivatives monitoring.

Primary Role Responsibilities

• Participate in and support the delivery of investment compliance monitoring services to BNP Paribas Australian clients.
• Act as a contact point in the event of client and / or investment manager queries and requests.
• Ensure prompt action taken to address requests and or issues.
• Meet with clients as required to ensure the service delivery is of a high standard, maintaining a strong focus on timeliness and accuracy as measured by service KPIs and client feedback.

Projects & Change

What is required for you to succeed?

Technical skills and experience

System / application skills

Project / Business Analyst skills

Qualifications

Competencies

Desired knowledge, skill, experience

About BNP PARIBAS

BNP Paribas is a top-tier European and international banking establishment, with an uninterrupted presence in the APAC region since 1860 and in Australia since 1881. Combining global expertise and local know-how, BNP Paribas in Australia and New Zealand delivers solutions to our clients through Corporate and Institutional Banking and Asset Management - a bridge between corporate and institutional clients.

We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.

BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.

If you require any reasonable adjustments during the recruitment process, please feel free to reach out to us at bnpp.hrss.recruitment.operations [at] asia.bnpparibas (dot) com(Opens in a new tab) or +61 2 9216 8633 (and ask for the Talent Acquisition Manager in the HR Team).

https : / / careers.apac.bnpparibas / (Opens in a new tab)

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Award Obtained

BNPP has won Top employer Europe award in a 10th consecutive year