Senior Compliance Officer - Funds Management

Senior Compliance Officer - Funds Management

Join to apply for the Senior Compliance Officer - Funds Management role at Kaizen Recruitment

Senior Compliance Officer - Funds Management

6 days ago Be among the first 25 applicants

Join to apply for the Senior Compliance Officer - Funds Management role at Kaizen Recruitment

This range is provided by Kaizen Recruitment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

A$130,000.00 / yr - A$160,000.00 / yr

Direct message the job poster from Kaizen Recruitment

I connect Australia's top legal, risk, compliance & executive- level professionals with leading financial services organisations | Multiple Award…

About the Client

Our client is a growing funds management business that is currently seeking a dynamic and passionate Senior Compliance Officer to join their team.

About the Role

As a Senior Compliance Officer, you’ll play a key role in shaping and managing our client’s compliance framework. Collaborating with leadership, you’ll promote a culture of accountability and effective risk management aligned with strategic goals. This position offers a strong opportunity to grow your expertise and advance your career in funds management.

This role will suit someone ideally coming from a fund transfer agency / custodian environment, funds management or someone who has worked in other highly regulated financial services organisation.

Key Responsibilities

• Monitor compliance with internal policies requirements;
• Provide regulatory advice and support to internal stakeholders on a broad range of compliance matters;
• Review and approve marketing, advertising, and disclosure materials for regulatory compliance;
• Maintain and enhance compliance frameworks, policies, and procedures to reflect regulatory changes;
• Prepare and submit accurate and timely filings and reports to ASIC and other authorities;
• Investigate compliance breaches and complaints, recommend corrective actions, and oversee implementation;
• Deliver compliance training and lead team development to ensure consistent practices across the organisation; AND
• Coordinate with external auditors and prepare reports for the Board, Committees, and senior management.

Key Qualifications

This is a truly exciting and unique opportunity for a developing compliance professional to join a growing funds management organisation, which provides genuine long term career development opportunities.

If you are interested in learning more about this position, please contact Amanda Chisholm via amanda@kaizenrecruitment.com.au at Kaizen Recruitment or apply via the attached link.

SCR-amanda-chisholm

Seniority level

Seniority level

Mid-Senior level

Employment type

Employment type

Full-time

Job function

Job function

Finance

Industries

Staffing and Recruiting

Referrals increase your chances of interviewing at Kaizen Recruitment by 2x

Get notified about new Senior Compliance Officer jobs in Melbourne, Victoria, Australia .

Melbourne, Victoria, Australia 1 week ago

Senior Compliance Manager, Financial Services

Senior Manager, Global Compliance & Ethics (Bangkok Based, Relocation Provided)

Melbourne, Victoria, Australia 6 days ago

Senior Manager, FinCrime Compliance (Bangkok Based, Relocation Provided)

Melbourne, Victoria, Australia 6 days ago

Senior Manager AML / CTF and Financial Crimes

Melbourne, Victoria, Australia 2 days ago

Governance Risk and Compliance Manager, AWS Security

Melbourne, Victoria, Australia 1 week ago

Campbellfield, Victoria, Australia 2 weeks ago

Melbourne, Victoria, Australia 3 weeks ago

Melbourne, Victoria, Australia 1 month ago

Senior Legal and Compliance Operations Officer

Melbourne, Victoria, Australia 2 days ago

Melbourne, Victoria, Australia 2 days ago

Senior Manager, Compliance - Mercer Super

Docklands, Victoria, Australia 4 days ago

Melbourne, Victoria, Australia 6 days ago

Melbourne, Victoria, Australia 2 weeks ago

Blackburn, Victoria, Australia 4 months ago

Melbourne, Victoria, Australia 2 days ago

Melbourne, Victoria, Australia 4 days ago

Melbourne, Victoria, Australia 2 weeks ago

Melbourne, Victoria, Australia 3 days ago

Melbourne, Victoria, Australia 2 days ago

Melbourne, Victoria, Australia 2 weeks ago

Melbourne, Victoria, Australia 4 days ago

Senior Manager, Regulatory Breach Reporting & Compliance

Melbourne, Victoria, Australia 6 days ago

Parkville, Victoria, Australia 1 week ago

Manager- Third Party Risk Management (Governance, Risk and Compliance)

Melbourne, Victoria, Australia 5 days ago

Regulatory Breach Reporting & Compliance Manager

Melbourne, Victoria, Australia 6 days ago

Melbourne, Victoria, Australia 2 weeks ago

Melbourne, Victoria, Australia 6 days ago

Regulatory Breach Reporting and Compliance Manager

Melbourne, Victoria, Australia 2 weeks ago

Melbourne, Victoria, Australia $180,000.00-$200,000.00 1 week ago

Melbourne, Victoria, Australia 1 week ago

Melbourne, Victoria, Australia 2 weeks ago

Melbourne, Victoria, Australia 4 days ago

Regulatory Stewardship & Compliance Manager

Hawthorn East, Victoria, Australia 1 week ago

Melbourne, Victoria, Australia 1 month ago

Melbourne, Victoria, Australia 5 days ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

J-18808-Ljbffr