Operational Risk Manager

Overview

Join to apply for the Operational Risk Manager role at AUSIEX .

We are AUSIEX. With over 25 years of experience in the local market and the backing of a multinational trading technology powerhouse, we specialise in equities execution, clearing & settlement services, and equities administration for financial intermediaries. Since 1994, we’ve used our deep, local expertise to deliver solutions that seamlessly connect our clients to markets. We are powered by Nomura Research Institute (NRI), a global leader in technology and operations services. We’re infusing NRI’s proven technology capability and tradition of innovation, with our trusted trading solutions and local market expertise.

The Risk & Compliance team at AUSIEX plays a critical role in supporting the business to operate safely, responsibly, and in line with regulatory expectations. We work in close partnership with teams across the organisation to provide clear, practical risk advice and insights. Our team is solutions-focused, collaborative, and committed to building a strong risk culture that supports strategic and operational objectives.

What you will be doing

• Accountable for risk management to support AUSIEX Business and Risk & Compliance outcomes.
• Contribute to the development of risk management, learning and development across AUSIEX.
• Execute and maintain the risk-management framework and reporting including matters outside AUSIEX’s risk appetite.
• Advise management of changes to regulations that affect customers and take appropriate actions to ensure ongoing compliance where necessary.
• Evaluate and advise on potential risks and / or issues in relation to product / process change initiatives and reviews.
• Provide advice and support to the AUSIEX business, including the identification and analysis of the impact of new, proposed or amended processes in AUSIEX, and recommend action plans to ensure risks are appropriately mitigated.
• Evaluate and provide advice, in support of regulatory engagement, to the business on risk issues and incidents, including managing any escalation.
• Provide quality risk advice on strategy, products, channels and relationships to stakeholders and facilitate relevant risk assessments / reviews as required.
• Participate in forums with the business to identify and discuss thematic trends in the business and provide guidance on matters that impact decision-making.
• Identify and analyse the impact of new / proposed / amended laws, regulations and industry codes for AUSIEX, and action plans to ensure compliance and manage implementation efforts.
• Drive uplift and continual improvement across the business.

Qualifications and attributes

Inclusion and diversity are part of who we are. Together, we continue to build an inclusive culture that enables, values and celebrates the diverse opinions of our employees.

If you need assistance or adjustments to fully participate in the application / interview process, please contact .

Visit us on www.ausiex.com.au or on LinkedIn

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